-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RdRvDsvdkoY8drNK5ibvWGv9Y1cnkIyKfL4bxg7w03jCPnfOuLiE8EOe9u27n68+ 7BvnQ3kG3rQa4gnLvV+L6g== 0000950005-98-000810.txt : 19981023 0000950005-98-000810.hdr.sgml : 19981023 ACCESSION NUMBER: 0000950005-98-000810 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981022 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FRESH CHOICE INC CENTRAL INDEX KEY: 0000893741 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 770130849 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-43853 FILM NUMBER: 98729294 BUSINESS ADDRESS: STREET 1: 2901 TASMAN DR STE 109 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089868661 MAIL ADDRESS: STREET 1: 2901 TASMAN DRIVE SUITE 109 CITY: SANTA CLARA STATE: CA ZIP: 95054-1169 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WILBUR GREGORY F CENTRAL INDEX KEY: 0001042677 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1151 BAY LAUREL DR CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4153257779 MAIL ADDRESS: STREET 1: 1151 BAY LAUREL DR CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G/A 1 FORM 13G/A United States Securities and Exchange Commission WASHINGTON, D.C. 20549 Schedule 13G (Amendment No. 1)* UNDER THE SECURITIES EXCHANGE ACT OF 1934 FRESH CHOICE, INC. ----------------------------- (Name of Issuer) Common Stock ----------------------------- (Title of Class of Securities) 358032100 ----------------------------- (CUSIP Number) October 16, 1998 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 13 pages
CUSIP No. 358032100 Page 2 of 13 - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Bay Area Micro-Cap Fund, L.P. - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization California - ------------------------------------------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power 483,100 Beneficially Owned By Each Reporting (6) Shared Voting Power -0- Person With (7) Sole Dispositive Power 483,100 (8) Shared Dispositive Power -0- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 483,100 - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 8.48% - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person PN - ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 2 of 13 pages
CUSIP No. 358032100 Page 3 of 13 - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Bay Area Micro-Cap Management Company, LLC - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization California - ------------------------------------------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power 483,100 Beneficially Owned By Each Reporting (6) Shared Voting Power -0- Person With (7) Sole Dispositive Power 483,100 (8) Shared Dispositive Power -0- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 483,100 - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 8.48% - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person CO - ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 3 of 13 pages
CUSIP No. 358032100 Page 4 of 13 - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Smart & Holland Investment Fund, L.P. - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization California - ------------------------------------------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power 76,400 Beneficially Owned By Each Reporting (6) Shared Voting Power -0- Person With (7) Sole Dispositive Power 76,400 (8) Shared Dispositive Power -0- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 76,400 - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 1.34% - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person PN - ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 4 of 13 pages
CUSIP No. 358032100 Page 5 of 13 - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Smart & Holland Value Fund, L.P. - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization California - ------------------------------------------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power 28,000 Beneficially Owned By Each Reporting (6) Shared Voting Power -0- Person With (7) Sole Dispositive Power 28,000 (8) Shared Dispositive Power -0- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 28,000 - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 0.49% - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person PN - ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 5 of 13 pages
CUSIP No. 358032100 Page 6 of 13 - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Gregory F. Wilbur - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization California - ------------------------------------------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power 498,500 Beneficially Owned By Each Reporting (6) Shared Voting Power -0- Person With (7) Sole Dispositive Power 498,500 (8) Shared Dispositive Power -0- (9) Aggregate Amount Beneficially Owned By Each Reporting Person 498,500 - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 8.75% - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person IN - ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 6 of 13 pages
CUSIP No. 358032100 Page 7 of 13 - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons William A. Smart III - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization California - ------------------------------------------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power 8,000 Beneficially Owned By Each Reporting (6) Shared Voting Power 587,500 Person With (7) Sole Dispositive Power 8,000 (8) Shared Dispositive Power 587,500 (9) Aggregate Amount Beneficially Owned By Each Reporting Person 595,500 - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 10.46% - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person IN - ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 7 of 13 pages
CUSIP No. 358032100 Page 8 of 13 - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons Peter L. Holland - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization California - ------------------------------------------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power 19,000 Beneficially Owned By Each Reporting (6) Shared Voting Power 559,500 Person With (7) Sole Dispositive Power 19,000 (8) Shared Dispositive Power 559,500 (9) Aggregate Amount Beneficially Owned By Each Reporting Person 578,500 - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 10.16% - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person IN - ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 8 of 13 pages
CUSIP No. 358032100 Page 9 of 13 - ------------------------------------------------------------------------------------------------------------------- (1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above Persons David B. Holland - ------------------------------------------------------------------------------------------------------------------- (2) Check The Appropriate Box If A Member Of A Group (a) (b) X - ------------------------------------------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------------------------------------------- (4) Citizenship or Place of Organization California - ------------------------------------------------------------------------------------------------------------------- Number Of Shares (5) Sole Voting Power -0- Beneficially Owned By Each Reporting (6) Shared Voting Power 104,400 Person With (7) Sole Dispositive Power -0- (8) Shared Dispositive Power 104,400 (9) Aggregate Amount Beneficially Owned By Each Reporting Person 104,400 - ------------------------------------------------------------------------------------------------------------------- (10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------------------------------------------- (11) Percent Of Class Represented By Amount In Row (11) 1.83% - ------------------------------------------------------------------------------------------------------------------- (12) Type Of Reporting Person IN - ------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT!
Page 9 of 13 pages Item 1. (a) Name of Issuer: Fresh Choice, Inc. ("Issuer") (b) Address of Issuer's Principal Executive Offices: 2901 Tasman Drive, Suite 109 Santa Clara, CA 95054 Item 2. (a) Name of Person Filing: Bay Area Micro-Cap Fund, L.P. ("BAMC") Bay Area Micro-Cap Management Co., LLC ("BAMCMC") Smart & Holland Investment Fund, L.P. ("SHIF") Smart & Holland Value Fund, L.P. ("SHVF") Gregory F. Wilbur ("GFW") Peter L. Holland ("PLH") David B. Holland ("DBH") William A. Smart III ("WAS") (b) Address of Principal Business Office: BAMC, BAMCMC, GFW, PLH and WAS: 1151 Bay Laurel Drive Menlo Park, CA 94027 SHIF and DBH: P.O. Box 1266 Palo Alto, CA 94302 SHVF: P.O. Box 742 Palo Alto, CA 94302 (c) Citizenship/Place of Organization: Entities: BAMC - California BAMCMC - California SHIF - California SHVF - California Individuals: GFW - United States PLH - United States DBH - United States WAS - United States (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 358032100 Item 3. Not applicable. Page 10 of 13 pages Item 4 Ownership.
- -------- ------------ ------------ ----------- ---------- ----------- ----------- ------------ ----------- ----------- BAMC BAMCMC SHIF SHVF GFW PLH DBH WAS - -------- ------------ ------------ ----------- ---------- ----------- ----------- ------------ ----------- ----------- (a) Beneficial 483,100 483,100 76,400 28,000 498,500 578,500 104,400 595,500 Ownership - -------- ------------ ------------ ----------- ---------- ----------- ----------- ------------ ----------- ----------- (b) Percentage 8.48% 8.48% 1.34% 0.49% 8.75% 10.16% 1.83% 10.46% of Class - -------- ------------ ------------ ----------- ---------- ----------- ----------- ------------ ----------- ----------- (c) Sole 483,100 483,100 76,400 28,000 498,500 19,000 -0- 8,000 Voting Power - -------- ------------ ------------ ----------- ---------- ----------- ----------- ------------ ----------- ----------- Shared -0- -0- -0- -0- -0- 559,500 104,400 587,500 Voting Power - -------- ------------ ------------ ----------- ---------- ----------- ----------- ------------ ----------- ----------- Sole 483,100 483,100 76,400 28,000 498,500 19,000 -0- 8,000 Dispositive Power - -------- ------------ ------------ ----------- ---------- ----------- ----------- ------------ ----------- ----------- Shared -0- -0- -0- -0- -0- 559,500 104,400 587,500 Dispositive Power - -------- ------------ ------------ ----------- ---------- ----------- ----------- ------------ ----------- -----------
Item 5. Ownership of Five Percent or Less of a Class Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group No reporting person is a member of a group as defined in Section 240.13d-1(b)(1)(ii)(H) of the Act. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification Not applicable. EXHIBITS A: Joint Filing Statement Page 11 of 13 pages Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Date: October 21, 1998
BAY AREA MICRO-CAP FUND, L.P. SMART & HOLLAND INVESTMENT FUND, L.P. By: Bay Area Micro-Cap Management Co., LLC its general partner By: /s/ Gregory F. Wilbur By: /s/ William A. Smart III - ----------------------------------------------- ------------------------------------- Managing Member General Partner BAY AREA MICRO-CAP MANAGEMENT CO., LLC SMART & HOLLAND VALUE FUND, L.P. By: /s/ Gregory F. Wilbur By: /s/ William A. Smart III - ----------------------------------------------- ------------------------------------- Managing Member General Partner /s/ Gregory F. Wilbur - ----------------------------------------------- Gregory F. Wilbur /s/ Peter L. Holland - ----------------------------------------------- Peter L. Holland /s/ David B. Holland - ----------------------------------------------- David B. Holland /s/ William A. Smart III - ----------------------------------------------- William A. Smart III
Page 12 of 13 pages EXHIBIT A AGREEMENT OF JOINT FILING We, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of us. Date: October 21, 1998
BAY AREA MICRO-CAP FUND, L.P. SMART & HOLLAND INVESTMENT FUND, L.P. By: Bay Area Micro-Cap Management Co., LLC its general partner By: /s/ Gregory F. Wilbur By: /s/ William A. Smart III - ----------------------------------------------- ------------------------------------- Managing Member General Partner BAY AREA MICRO-CAP MANAGEMENT CO., LLC SMART & HOLLAND VALUE FUND, L.P. By: /s/ Gregory F. Wilbur By: /s/ William A. Smart III - ----------------------------------------------- ------------------------------------- Managing Member General Partner /s/ Gregory F. Wilbur - ----------------------------------------------- Gregory F. Wilbur /s/ Peter L. Holland - ----------------------------------------------- Peter L. Holland /s/ David B. Holland - ----------------------------------------------- David B. Holland /s/ William A. Smart III - ----------------------------------------------- William A. Smart III
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